Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Swing is a financial advisor with over 10 years of experience in the financial services industry. Steven is currently registered with J.p. Morgan Securities LLC and holds Series 6, 63, 65 and SIE licenses. Steven has previously worked with WELLS FARGO ADVISORS, LLC. Steven is a financial advisor who offers a range of financial services, including financial planning, portfolio management, and selection of other advisors. Steven specializes in serving high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, insurance companies and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
GA
06/24/2024 - Present
J.p. Morgan Securities LLC (STOCKBRIDGE GA)
GA
06/04/2013 - 12/08/2015
WELLS FARGO ADVISORS, LLC (ATLANTA GA)
BC
Issued 07/09/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/08/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/04/2024
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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