Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Sulpizio is a securities professional with experience in the financial services industry. Steven has held positions at DRW Securities, L.L.C. and Cumberland Securities LLC. Steven holds the Securities Industry Essentials Examination (SIE) and the Series 57 - Securities Trader Exam. Steven is currently registered with Cumberland Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/03/2024 - Present
Cumberland Securities LLC (CHICAGO IL)
IL
02/16/2022 - 05/03/2024
DRW SECURITIES, L.L.C. (CHICAGO IL)
IL
10/19/2018 - 05/27/2020
DRW SECURITIES, L.L.C. (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 57 - Securities Trader Exam
Active
Inactive
F
FINRA
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