Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Stroh is a financial professional with over 10 years of experience in the industry. Steven is currently registered with Country Capital Management Co. in Red Bud, IL. Steven has passed the Series 6, 7, and 63 exams, as well as the SIE and Series 65 exams. Steven is also registered as a broker-dealer in Illinois and Missouri. Previously, Steven worked for Commerce Brokerage Services, Inc. in Belleville, IL and Northwestern Mutual Investment Services, LLC in Chesterfield, MO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/30/2019 - Present
Country Capital Management Co. (Red Bud IL)
IL
09/21/2018 - 02/27/2019
COMMERCE BROKERAGE SERVICES, INC. (BELLEVILLE IL)
MO
04/24/2017 - 07/18/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHESTERFIELD MO)
IA
Issued 11/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/24/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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