Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Sosnick is an investment professional with over 30 years of experience in the financial services industry. Steven is currently registered with Interactive Brokers Corp. Steven previously worked at Interactive Brokers LLC, Ibkr Securities Services LLC, Morgan Stanley & Co., Incorporated, Lehman Brothers Inc., and Salomon Brothers Inc.. Steven holds Series 3, 7, 24, 55, 57TO, and SIE licenses. Steven is registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/20/2023 - Present
Interactive Brokers Corp. (GREENWICH CT)
CT
03/26/1996 - 06/16/1997
INTERACTIVE BROKERS LLC (GREENWICH CT)
NY
09/21/1992 - 05/16/1995
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
08/28/1989 - 08/26/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/21/1987 - 07/15/1989
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 06/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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