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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Soranno is an investment advisor representative with Capital Advisors, Inc.. Steven Soranno is a Registered Investment Advisor, licensed in Oklahoma and Texas. Steven Soranno is also a Chartered Financial Analyst and has experience in the industry for over 20 years. Steven Soranno has worked with several firms including Ameriprise Financial Services, Inc., American Enterprise Investment Services Inc., Calvert Investment Distributors, Inc., Westrock Advisors, Inc., Advanced Equities, Inc., Swiss American Securities Inc., CIBC Oppenheimer Corp. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
11/11/2022 - Present
Capital Advisors, Inc. (TULSA OK)
MN
02/14/2017 - 04/04/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
01/03/2017 - 04/04/2017
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MI
07/10/2014 - 01/18/2017
AMERIPRISE FINANCIAL SERVICES, INC. (TROY MI)
MD
10/06/2011 - 06/13/2014
CALVERT INVESTMENT DISTRIBUTORS, INC. (BETHESDA MD)
NY
06/22/2010 - 10/06/2010
WESTROCK ADVISORS, INC. (NEW YORK NY)
NY
04/06/2010 - 05/26/2010
ADVANCED EQUITIES, INC. (NEW YORK NY)
NY
06/11/1998 - 01/25/2005
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
NY
05/02/1996 - 04/23/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
08/14/1995 - 02/10/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/09/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/04/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2014
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 08/10/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/29/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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