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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Chang is a financial advisor registered with LPL Financial LLC. Steven has been in the financial services industry since February 2003. Steven currently has a branch office in Los Gatos, California. Steven is licensed to provide financial advice in 11 states including California, Texas, and Arizona. Steven has passed Series 63, Series 66, Series 7 and the SIE exam. Steven specializes in providing financial advice to high net worth individuals, pension and profit sharing plans, corporations and other businesses, and individuals other than high net worth. Steven also provides advisory services such as financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/19/2018 - Present
LPL Financial LLC (LOS GATOS CA)
CA
02/04/2003 - 09/19/2011
AMERIPRISE FINANCIAL SERVICES, INC. (SAN JOSE CA)
MN
02/04/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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