Unclaimed
Steven Sfiroudis is a financial professional with over 30 years of experience in the financial services industry. Steven is currently registered with Citigroup Global Markets Inc. and has been with them since 1998. Prior to that, Steven worked at Salomon Brothers Inc. and CitiCorp Financial Services, Inc. Steven has a Series 7 and SIE license and specializes in providing financial advice to individuals, businesses, and institutions. Steven is a licensed agent and registered representative with 16 approved SRO registrations, 1 approved FINRA registration and holds 2 product exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/01/1998 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
06/02/1988 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NA
05/20/1986 - 09/30/1986
CITICORP FINANCIAL SERVICES,INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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