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Steven Sen

THE Leaders Group, Inc.

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About Steven Sen

Steven Sen is a financial advisor at The Leaders Group, Inc. Steven holds a Series 6TO and a SIE license. Steven has been in the financial services industry for over 1 year. Steven is registered with the state of Colorado.

Firm Information

Steven Sen is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Sen’s Registration & Firm History

CO

07/29/2021 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CO

08/14/2020 - 09/09/2020

JANUS HENDERSON DISTRIBUTORS (DENVER CO)

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Licenses & Designations

BC

Issued 08/14/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/13/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Sen.
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