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Steven Scott Wilson

Northwestern Mutual Investment Services, LLC

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About Steven Scott Wilson

Steven Scott Wilson is a financial advisor at Northwestern Mutual Investment Services, LLC, with over 23 years of experience in the financial services industry. Steven is a registered representative in 51 states, and also holds licenses as a Registered Options Principal, Municipal Securities Principal, and General Securities Principal. Steven has a strong track record of success in providing investment advice and financial planning services to individuals, families, and businesses.

Firm Information

Steven Wilson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

5420 Lyndon B Johnson

DALLAS, TX 75240

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Steven Wilson’s Registration & Firm History

TX

06/21/2013 - Present

Northwestern Mutual Investment Services, LLC (DALLAS TX)

TX

03/11/2004 - 06/05/2013

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

RI

09/17/1998 - 05/05/2003

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 2/6/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 3/20/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 3/3/2014

Series 4 - Registered Options Principal Examination

BC

Issued 3/3/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 9/27/2005

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/16/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Scott Wilson.
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