Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Williams is a financial advisor with Cerity Partners LLC. Steven has been in the financial services industry since 2000 and has experience in several areas of finance including investment advisory, securities, and insurance. Steven is registered with the state of California as an Investment Advisor Representative (IAR). Steven currently works out of the Irvine, CA office, which is one of the many locations where Cerity Partners LLC operates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services; bill pay
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
10/26/2021 - Present
Cerity Partners LLC (Irvine CA)
CA
01/04/2016 - 11/03/2020
CANTOR FITZGERALD & CO. (NEWPORT BEACH CA)
CA
08/12/2009 - 12/08/2015
REALTY CAPITAL SECURITIES, LLC (Costa Mesa CA)
CA
06/01/2015 - 12/02/2015
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CA
01/27/2006 - 07/15/2009
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
NY
10/21/2003 - 08/02/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/17/2001 - 10/21/2003
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
CA
11/22/2000 - 04/30/2001
SCUDDER WEISEL CAPITAL, LLC (SAN FRANCISCO CA)
NY
03/20/2000 - 11/15/2000
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
IA
Issued 10/25/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Steven Williams is the right advisor for you? Invested Better is here to help.
