Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Scott Thompson is a registered representative with Vanguard Marketing Corp. Steven has been in the securities industry since 2018. Steven is a Series 7, Series 63, and Series 53 licensed professional. Steven is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/26/2018 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 11/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/11/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Thompson is the right advisor for you? Invested Better is here to help.
