Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Smith is a financial advisor associated with Charles Schwab & Co., Inc. Steven has worked in the financial services industry since April 15, 2012. Steven is registered with the state of Texas to provide investment advice. Steven also holds FINRA Series 66, Series 7 and SIE licenses. Prior to working with Charles Schwab & Co., Inc., Steven was registered with PARK AVENUE SECURITIES LLC and EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/11/2014 - Present
Charles Schwab & CO., Inc. (WOODCREEK TX)
TX
11/19/2012 - 08/18/2014
PARK AVENUE SECURITIES LLC (AUSTIN TX)
TX
12/14/2011 - 08/08/2012
EDWARD JONES (SAN ANTONIO TX)
BOTH
Issued 12/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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