Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Smith is a financial advisor with over 17 years of experience in the industry. Steven is registered with Osaic Institutions, Inc. in Bangor, ME and has a Series 6, 7, 24, 63 and 65 licenses. Steven's previous employers include People's Securities, Inc., TD WEALTH MANAGEMENT SERVICES INC., BANCNORTH INVESTMENT GROUP, INC., and CITISTREET ADVISORS LLC. Steven specializes in providing financial planning, pension consulting and educational seminars. Steven works with individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
10/25/2019 - Present
Osaic Institutions, Inc. (Bangor ME)
CT
01/26/2010 - 11/13/2019
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
ME
11/17/2009 - 01/08/2010
TD WEALTH MANAGEMENT SERVICES INC. (BANGOR ME)
ME
06/10/2005 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (BANGOR ME)
CT
11/05/2002 - 06/20/2005
CITISTREET ADVISORS LLC (WINDSOR CT)
IA
Issued 03/31/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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