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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Richardson is a financial advisor with Cetera Investment Advisers LLC. Steven has been in the financial services industry since 2014, and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Steven is registered with the state of Kentucky and is also a registered investment advisor. Steven holds the Series 6, 7, 63 and 65 licenses, as well as the SIE exam. Steven has previously worked with Citizens Securities, Inc., PNC Investments, and Cetera Advisor Networks LLC. Steven provides financial planning, investment management, and retirement planning services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
06/29/2023 - Present
Cetera Investment Advisers LLC (LOUISVILLE KY)
OH
08/27/2018 - 03/16/2020
CITIZENS SECURITIES, INC. (UNIVERSITY HEIGHTS OH)
OH
03/02/2018 - 08/30/2018
PNC INVESTMENTS (CLEVELAND OH)
KY
04/24/2014 - 02/26/2018
CETERA ADVISOR NETWORKS LLC (LOUISVILLE KY)
BC
Issued 9/22/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 8/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/14/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/27/2017
Series 7 - General Securities Representative Examination
BC
Issued 4/24/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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