Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Scott Richardson is a financial advisor with Cetera Investment Advisers LLC. Steven has been in the financial industry since 1983. Steven has been registered with Cetera Investment Advisers LLC since 2023. Steven has a Series 7, Series 24, Series 53 and Series 63 licenses. Steven is a Certified Financial Planner. Steven is also registered with the following states: Alabama, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Vermont, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
06/29/2023 - Present
Cetera Investment Advisers LLC (LOUISVILLE KY)
KY
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (LOUISVILLE KY)
NY
06/14/1996 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
OH
02/16/1994 - 06/19/1996
MFI INVESTMENTS CORP. (BRYAN OH)
KY
04/26/1984 - 03/08/1994
ALEXANDER INVESTMENT SERVICES CO. (LOUISVILLE KY)
NA
09/23/1983 - 05/04/1984
WADDELL & REED, INC.
BC
Issued 09/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/22/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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