Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Phillips is a financial advisor with Benjamin F. Edwards & Company, Inc. in ST. LOUIS, MO. Steven has over 30 years of experience in the financial services industry and is registered with the state of Texas. Steven is a Series 3, 7, 9, 10, and 63 licensed advisor with an SIE designation. Prior to joining Benjamin F. Edwards & Company, Inc. Steven worked at WELLS FARGO ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
05/10/2023 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
AL
01/01/2008 - 04/22/2013
WELLS FARGO ADVISORS, LLC (BIRMINGHAM AL)
AL
06/30/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BIRMINGHAM AL)
AL
05/18/1989 - 09/06/1989
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NA
03/11/1987 - 04/01/1989
MORGAN KEEGAN & COMPANY, INC.
BC
Issued 07/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 3 - National Commodity Futures Examination
BC
Issued 06/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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