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Steven Scott McLaughlin

Independent Financial Group, LLC

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About Steven Scott McLaughlin

Steven McLaughlin is a financial professional with over 30 years of experience in the industry. Steven is a Certified Financial Planner and Chartered Financial Consultant who is registered with Independent Financial Group, LLC. Steven has held previous positions with numerous financial institutions including National Planning Corporation, Main Street Securities, LLC, and BertheL, Fisher & Company Financial Services, Inc., among others. Steven specializes in providing financial planning, pension consulting, and portfolio management services for individuals, corporations, and pension and profit-sharing plans. Steven is committed to providing his clients with the highest quality financial advice and service.

Firm Information

Steven McLaughlin is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven McLaughlin’s Registration & Firm History

NE

11/15/2012 - Present

Independent Financial Group, LLC (BELLEVUE NE)

NE

11/02/2009 - 07/30/2010

NATIONAL PLANNING CORPORATION (BELLEVUE NE)

NE

07/17/2009 - 11/03/2009

MAIN STREET SECURITIES, LLC (BELLEVUE NE)

NE

11/18/2005 - 07/17/2009

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (BELLEVUE NE)

IN

03/29/2004 - 11/17/2005

CFD INVESTMENTS, INC. (KOKOMO IN)

IL

01/24/2003 - 03/19/2004

ALFS, INC. (NORTHBROOK IL)

NE

10/29/1998 - 01/16/2003

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

IL

07/20/1998 - 10/29/1998

LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)

IA

01/27/1997 - 07/07/1998

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

MD

03/24/1994 - 12/31/1996

BANNER FINANCIAL SERVICES GROUP (ROCKVILLE MD)

MD

04/23/1996 - 08/12/1996

THE ADVISORS GROUP, INC. (BETHESDA MD)

WI

03/19/1996 - 04/15/1996

SECURA INVESTMENTS, INC. (APPLETON WI)

NE

01/11/1995 - 12/31/1995

SECURITIES AMERICA, INC. (LAVISTA NE)

MN

04/25/1994 - 12/31/1994

WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)

CA

09/25/1992 - 02/09/1994

JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)

CA

02/21/1991 - 12/02/1991

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

12/12/1988 - 11/16/1989

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NA

01/26/1988 - 07/06/1988

INVESTACORP, INC.

NA

03/24/1987 - 01/05/1988

FIRST NATIONAL BROKERAGE SERVICES, INC.

NA

01/15/1987 - 04/29/1987

LINSCO FINANCIAL GROUP, INC.

NA

11/10/1986 - 03/03/1987

PW SECURITIES, INC.

NA

01/05/1987 - 01/15/1987

RADFORD CAPITAL CORPORATION

NA

06/12/1986 - 07/07/1986

SECURITIES AMERICA, INC.

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Licenses & Designations

IA

Issued 05/02/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

BC

Issued 06/07/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Scott McLaughlin. Review regulatory record here.
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