Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Scott Lewis is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Steven has been in the securities industry since December 19, 2003. Steven is licensed to provide investment advice in Connecticut, Florida, and Texas. Steven is also registered with the state securities regulators of 31 states. Steven has experience with clients including individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
10/28/2016 - Present
Wells Fargo Clearing Services, LLC (NAPLES FL)
NJ
08/08/2001 - 10/16/2002
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
CT
12/12/2000 - 08/22/2001
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
CT
09/22/2000 - 12/14/2000
ACCESS SECURITIES, INC. (STAMFORD CT)
CT
06/12/1996 - 10/25/1999
ACCESS SECURITIES, INC. (STAMFORD CT)
IA
Issued 05/01/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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