Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Leland is a financial professional with over 20 years of experience in the financial services industry. Steven has a strong background in financial planning, portfolio management, and investment advisory services. Steven is currently registered with Ashton Thomas Private Wealth and holds the Series 7, Series 63, Series 65, and SIE licenses. Steven is also a Certified Financial Planner and a Chartered Financial Consultant. Previously, Steven was registered with Northwestern Mutual Investment Services, LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Steven is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Variable product model design and maintenance
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
08/13/2024 - Present
Ashton Thomas Private Wealth (SCOTTSDALE AZ)
WI
06/13/2018 - 07/01/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
TX
09/19/2000 - 04/14/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (AUSTIN TX)
CO
04/27/1998 - 07/13/2000
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
NY
04/07/1997 - 03/18/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 02/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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