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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Scott Harman is a financial advisor with over 20 years of experience in the industry. Steven Harman is currently registered with Voya Financial Advisors, Inc. and is located in Los Angeles, California. Steven Harman has previously worked for GWFS Equities, Inc., Nationwide Investment Services Corporation, FundSelect Advisers, Inc., and Great Western Financial Securities Corporation. Steven Harman holds the Series 6, Series 63, and SIE licenses. Steven Harman specializes in providing financial planning, portfolio management, and educational seminars to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/29/2017 - Present
Voya Financial Advisors, Inc. (LOS ANGELES CA)
CA
12/18/2000 - 11/28/2017
GWFS EQUITIES, INC. (GLENDALE CA)
OH
11/28/1998 - 12/11/2000
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
03/11/1997 - 11/30/1998
FUNDSELECT ADVISERS, INC. (COLUMBUS OH)
CA
06/03/1996 - 12/31/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BC
Issued 06/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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