Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Scott Gray is an Investment Advisor Representative with Charles Schwab & CO., Inc. Steven has been in the securities industry since 2008. Previously, Steven was employed by TD AMERITRADE, INC. and E*TRADE SECURITIES LLC. Steven holds a Series 7, Series 63 and Series 66 licenses. Steven's registrations are currently active in California with Charles Schwab & CO., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
10/04/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
CA
06/09/2011 - 09/01/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
NJ
05/26/2008 - 03/02/2011
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BOTH
Issued 06/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Steven Gray is the right advisor for you? Invested Better is here to help.
