Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Compton is a financial advisor with over 20 years of experience in the industry. Steven has a diverse background, having worked with several firms such as Wells Fargo Advisors, LLC, Wachovia Securities, LLC, and Invest Financial Corporation. Steven is currently a registered representative with LPL Financial LLC and provides financial planning, portfolio management and other advisory services to individuals, families, businesses, and institutions. Steven has a deep understanding of the financial markets and a commitment to providing personalized advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
01/31/2019 - Present
LPL Financial LLC (MELBOURNE FL)
FL
10/14/2016 - 11/16/2017
INVEST FINANCIAL CORPORATION (WINTER PARK FL)
FL
08/21/2009 - 10/12/2016
WELLS FARGO ADVISORS, LLC (ALTAMONTE SPRINGS FL)
FL
06/15/2002 - 07/20/2007
WACHOVIA SECURITIES, LLC (ORLANDO FL)
NC
02/26/2002 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
TX
03/01/2001 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 01/09/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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