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Steven Schumacher

THE Leaders Group, Inc.

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About Steven Schumacher

Steven Schumacher is a financial professional with over 30 years of experience in the industry. Steven is currently registered with The Leaders Group, Inc. and holds the Series 6, Series 22, and SIE licenses. Steven is a licensed agent in Florida. Prior to joining The Leaders Group, Inc. Steven was associated with Wells Fargo Clearing Services, LLC, Wells Fargo Insurance Services Investment Advisors, Inc., Wachovia Securities, LLC, First Union Brokerage Services, Inc., Ascend Financial Services, Inc., and CIGNA Financial Advisors, Inc.

Firm Information

Steven Schumacher is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Schumacher’s Registration & Firm History

CO

10/07/2019 - Present

THE Leaders Group, Inc. (LITTLETON CO)

FL

01/03/2011 - 10/15/2019

WELLS FARGO CLEARING SERVICES, LLC (TAMPA FL)

FL

04/17/2006 - 12/31/2010

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (TAMPA FL)

MO

10/01/2000 - 04/03/2006

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

04/09/1999 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

MN

04/19/1996 - 04/06/1999

ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)

PA

12/23/1982 - 04/15/1996

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

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Licenses & Designations

BC

Issued 12/22/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/1983

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/22/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Schumacher. Review regulatory record here.
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