Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Schoenfeld is a financial advisor with over 30 years of experience. Steven currently works with The Rice Partnership, LLC and Wealthjar Investment Advisory, LLC. Steven is registered to provide investment advisory services in California and Hawaii. Steven previously held positions with TD Ameritrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Charles Schwab & Co., Inc. Steven holds FINRA licenses Series 3, 7, 8, 9, 10, 24, 53, 63, and 66. Steven provides investment advisory services to individuals, corporations, and charitable organizations. Steven specializes in portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Adminstrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/23/2024 - Present
THE Rice Partnership, LLC (SAN LUIS OBISPO CA)
CA
03/02/2011 - 02/03/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
CO
11/26/2009 - 02/16/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
CA
02/02/2005 - 08/22/2008
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
TX
03/08/1991 - 01/18/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
06/20/1989 - 12/14/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/20/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
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