Unclaimed
Steven Scaramastro is a financial professional with over 25 years of experience in the industry. Currently registered with Cantor Fitzgerald & Co. in Memphis, TN, Steven has a broad background in financial services, having held positions with several firms, including Stifel, Nicolaus & Company, Incorporated. Steven holds both Series 7 and Series 63 licenses, along with a Series 24 General Securities Principal license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
07/16/2024 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
TN
04/22/2022 - 05/29/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
05/01/2001 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
TN
05/01/2001 - 12/18/2019
ICBA SECURITIES (MEMPHIS TN)
TN
11/14/1997 - 04/17/2001
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
NY
01/28/1997 - 11/05/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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