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Steven Sasaki

Nylife Securities LLC

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About Steven Sasaki

Steven Sasaki is a registered representative with Nylife Securities LLC. Steven is registered in California, Hawaii and North Carolina. Steven has been in the industry for a little over 2 years, and has experience with a variety of investment products, including mutual funds, variable annuities, and fixed annuities.

Firm Information

Steven Sasaki is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Sasaki’s Registration & Firm History

HI

02/03/2023 - Present

Nylife Securities LLC (HONOLULU HI)

HI

04/23/2022 - 12/07/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HONOLULU HI)

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Licenses & Designations

BC

Issued 06/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2022

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Sasaki.
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