Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven S. Shi is a registered representative associated with Truist Securities, Inc. Steven Shi has been in the securities industry for less than one year. Steven Shi is licensed in 52 states, including Alabama, Alaska, and Arizona. Steven Shi has passed the Series 63, Series 79TO, and SIE exams. Steven Shi was previously associated with LINCOLN INTERNATIONAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/17/2024 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
08/22/2023 - 06/10/2024
LINCOLN INTERNATIONAL LLC (NEW YORK NY)
BC
Issued 10/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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