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Steven S Kopala

Northwestern Mutual Investment Services, LLC

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About Steven S Kopala

Steven Kopala is a financial advisor with over 10 years of experience in the financial services industry. Steven is registered with Northwestern Mutual Investment Services, LLC and has been with the firm since June 2013. Steven is also licensed to sell non-variable life, health, annuity and disability income insurance products. Steven's experience includes working with clients to develop and implement financial plans, providing investment advice, and managing assets. Steven is committed to providing personalized service to his clients and helping them achieve their financial goals. Steven is also registered with the Securities and Exchange Commission (SEC) as a registered representative and investment adviser representative.

Firm Information

Steven Kopala is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Steven Kopala’s Registration & Firm History

IL

05/19/2015 - Present

Northwestern Mutual Investment Services, LLC (VERNON HILLS IL)

NY

05/24/2012 - 11/13/2012

SUN TRADING LLC (NEW YORK NY)

NY

11/11/2004 - 10/31/2005

REFCO SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/15/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/24/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2013

Series 7 - General Securities Representative Examination

BC

Issued 05/23/2012

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 12/16/2008

Series 72 - Government Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven S Kopala.
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