Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Kopala is a financial advisor who has been in the industry since 2012. Steven is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since June of 2013. Steven has worked with several other firms in the past including SUN TRADING LLC and REFCO SECURITIES, LLC. Steven is licensed to provide investment advice in 15 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
05/19/2015 - Present
Northwestern Mutual Investment Services, LLC (VERNON HILLS IL)
NY
05/24/2012 - 11/13/2012
SUN TRADING LLC (NEW YORK NY)
NY
11/11/2004 - 10/31/2005
REFCO SECURITIES, LLC (NEW YORK NY)
IA
Issued 5/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/5/2013
Series 7 - General Securities Representative Examination
BC
Issued 5/23/2012
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 12/16/2008
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
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