linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven S Kim

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven S Kim

Steven Kim is a financial professional with over 8 years of experience in the securities industry. Steven Kim is currently registered with Mizuho Securities USA LLC, a broker-dealer located in Iselin, New Jersey. Steven Kim has previously worked at a number of other firms, including Morgan Stanley & Co. LLC, Aqua Securities L.P., BGC Financial, L.P., CF Secured, LLC, Fenics Execution, LLC, GFI Securities LLC, Mint Brokers, Sunrise Brokers LLC, Cantor Fitzgerald & Co., Castleoak Securities, LP, and CFWP Securities, LLC. Steven Kim holds the Series 99 and SIE licenses.

Firm Information

Steven Kim is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Kim’s Registration & Firm History

NJ

07/22/2022 - Present

Mizuho Securities USA LLC (ISELIN NJ)

MD

02/15/2022 - 04/19/2022

MORGAN STANLEY & CO. LLC (Baltimore MD)

NY

12/06/2018 - 01/11/2021

AQUA SECURITIES L.P. (NEW YORK NY)

NY

12/06/2018 - 01/11/2021

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

12/06/2018 - 01/11/2021

CF SECURED, LLC (NEW YORK NY)

NY

12/06/2018 - 01/11/2021

FENICS EXECUTION, LLC (NEW YORK NY)

NY

12/06/2018 - 01/11/2021

GFI SECURITIES LLC (NEW YORK NY)

NY

12/06/2018 - 01/11/2021

MINT BROKERS (NEW YORK NY)

NY

12/06/2018 - 01/11/2021

SUNRISE BROKERS LLC (NEW YORK NY)

NY

09/18/2012 - 01/11/2021

CANTOR FITZGERALD & CO. (New York NY)

NY

12/06/2018 - 11/20/2020

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

12/06/2018 - 05/27/2020

CFWP SECURITIES, LLC (NEW YORK NY)

Not sure if Steven S Kim is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven S Kim.
Not sure if Steven S Kim is right for you?