Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Weisberg is an investment advisor representative with over 40 years of experience in the financial services industry. Steven has worked with firms such as Merrill Lynch, Prudential Securities, Salomon Smith Barney, Morgan Stanley, and Raymond James & Associates. Steven currently works for Raymond James & Associates, Inc. in Hallandale Beach, Florida. Steven specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/03/2011 - Present
Raymond James & Associates, Inc. (Hallandale Beach FL)
FL
06/01/2009 - 10/14/2011
MORGAN STANLEY SMITH BARNEY (AVENTURA FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (AVENTURA FL)
FL
02/03/2003 - 04/02/2007
MORGAN STANLEY DW INC. (AVENTURA FL)
NY
05/23/1994 - 02/11/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/13/1989 - 06/02/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/23/1981 - 02/06/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 04/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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