Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Roy Swicegood is an investment advisor representative for Cx Institutional, LLC. Steven has been working in the financial industry for over 35 years. Steven has a Series 7, Series 6, Series 24, and Series 63 license. Steven is a Certified Financial Planner (CFP®). Steven previously worked for First Western Securities, Inc. and FFP Securities, Inc. and Securities Management & Research, Inc. Cx Institutional, LLC is a registered investment advisor with the Securities and Exchange Commission (SEC). They have a total of 10,540 accounts under management with total assets of $3,314,261,031. They work with individuals, corporations, insurance companies, charitable organizations, and high-net-worth individuals. Steven is registered to provide investment advisory services in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/15/2022 - Present
CX Institutional, LLC (Amarillo TX)
TX
01/02/2003 - 03/01/2012
FIRST WESTERN SECURITIES, INC. (AMARILLO TX)
MO
07/09/1997 - 12/31/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
10/28/1985 - 07/11/1997
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
BC
Issued 10/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Steven Swicegood is the right advisor for you? Invested Better is here to help.
