Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Roy Sutley is a financial advisor at Independent Financial Group, LLC, based in Sacramento, CA. Steven is registered with the Securities and Exchange Commission (SEC) and is also registered to provide investment advice in multiple states. Steven began his career in the financial industry in 1995. Steven has over 20 years of experience providing investment advice to individuals, families, and businesses. Steven specializes in retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/08/2013 - Present
Independent Financial Group, LLC (SACRAMENTO CA)
CA
08/13/2008 - 02/17/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (SACRAMENTO CA)
CA
04/18/1995 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
IA
Issued 03/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Sutley is the right advisor for you? Invested Better is here to help.
