Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Roy Cox is a financial advisor with over 19 years of experience in the industry. Steven is currently registered with Kestra Advisory Services, LLC and Kestra Investment Services LLC and has held previous positions with LPL FINANCIAL LLC, LINCOLN FINANCIAL ADVISORS CORPORATION, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, and SEIDMAN PRIVATE SECURITIES LLC. Steven has earned the Series 66, Series 24, SIE, and Series 7 licenses. Steven specializes in Financial Planning, Pension Consulting, Selection of Other Advisers, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
10/24/2023 - Present
Kestra Advisory Services, LLC (Austin TX)
WA
01/31/2006 - 10/27/2023
LPL FINANCIAL LLC (SAMMAMISH WA)
IN
01/31/2005 - 02/01/2006
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/31/2005 - 02/01/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
12/14/2004 - 01/19/2005
SEIDMAN PRIVATE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 12/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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