Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Roy is a registered representative of J.p. Morgan Securities LLC, with over 17 years of experience in the financial industry. Steven Roy works with individuals, high-net-worth individuals, corporations, businesses, insurance companies, charitable organizations, and pension and profit-sharing plans. Steven Roy previously worked at Chase Investment Services Corp., Wells Fargo Investments, LLC, Banc One Securities Corporation and Edward Jones. Steven Roy holds the Series 7 and Series 66 licenses. Steven Roy is currently registered in Arizona, California, Colorado, Delaware, Florida, Georgia, Hawaii, Idaho, Louisiana, Maryland, Michigan, Missouri, Montana, Nevada, North Carolina, Oregon, South Carolina, Tennessee, Texas, Utah, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
ID
08/01/2022 - Present
J.p. Morgan Securities LLC (BOISE ID)
ID
03/15/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BOISE ID)
MI
04/08/2010 - 11/17/2010
WELLS FARGO INVESTMENTS, LLC (IRON RIVER MI)
MI
07/06/2005 - 03/12/2009
CHASE INVESTMENT SERVICES CORP. (BLOOMFIELD HILLS MI)
IL
06/30/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
07/23/2003 - 10/29/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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