Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Roth Becker is a financial advisor with LPL Financial LLC in Chicago, IL. Steven has been in the industry since 1976. Steven holds a Series 24, Series 3, Series 5, Series 7, Series 52TO and SIE license. Steven provides advisory services to individuals, businesses, investment companies, and charitable organizations. Steven also provides educational seminars and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/06/2025 - Present
LPL Financial LLC (CHICAGO IL)
BC
Issued 07/15/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/1979
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1982
Series 5 - Interest Rate Options Examination
BC
Issued 11/16/1982
Series 3 - National Commodity Futures Examination
BC
Issued 09/01/1977
PC - AMEX Put and Call Exam
BC
Issued 01/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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