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Steven Ross Gumins

Silver Leaf Partners, LLC

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About Steven Ross Gumins

Steven Ross Gumins is a financial advisor with Silver Leaf Partners, LLC. Steven has over 30 years of experience in the financial services industry. Steven holds the Series 3, 7, and 66 licenses and is registered in California and New York. Previously Steven worked at Alaris Trading Partners, LLC, Capstone Investments, Round Hill Securities, Inc., American Eastern Securities, Inc., C. M. Blair, W. O. Foster & Co., Inc., The Taggart Company Ltd., Shearson Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Steven Gumins is currently registered with Silver Leaf Partners, LLC. Silver Leaf Partners, LLC is a Limited Liability Company formed in January 2003. The firm is registered to operate in all 50 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Gumins’s Registration & Firm History

NY

10/05/2009 - Present

Silver Leaf Partners, LLC (NEW YORK NY)

NY

07/02/2007 - 03/03/2009

ALARIS TRADING PARTNERS, LLC (GARDEN CITY NY)

CA

01/31/2005 - 07/17/2006

CAPSTONE INVESTMENTS (SANTA BARBARA CA)

CA

01/04/1999 - 02/02/2005

ROUND HILL SECURITIES, INC. (ALAMO CA)

CA

12/14/1993 - 01/09/1999

AMERICAN EASTERN SECURITIES, INC. (LOS ANGELES CA)

CA

10/08/1993 - 11/23/1993

C. M. BLAIR, W. O. FOSTER & CO., INC. (TOLUCA LAKE CA)

CA

05/04/1987 - 11/18/1992

THE TAGGART COMPANY LTD. (BEVERLY HILLS CA)

NA

10/09/1984 - 11/01/1985

SHEARSON LEHMAN BROTHERS INC.

NA

12/24/1981 - 10/08/1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BOTH

Issued 04/22/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/10/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/1992

Series 3 - National Commodity Futures Examination

BC

Issued 12/19/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Ross Gumins.
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