Unclaimed
Steven Ross Fenty is a securities professional with over 2 years of experience in the financial services industry. Steven is currently registered with State Street Global Markets, LLC and holds a Series 63, Series 7 and SIE. Prior to joining State Street Global Markets, LLC, Steven worked at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/01/2017 - Present
State Street Global Markets, LLC (BOSTON MA)
MA
05/12/2015 - 05/01/2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
BC
Issued 06/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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