Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Romagna is a financial advisor who has been in the industry since 1996. Steven is currently registered with Wells Fargo Advisors Financial Network, LLC. Steven is a Certified Financial Planner and has a Series 7, Series 24, and Series 63 license. Steven previously worked with WELLS FARGO CLEARING SERVICES, LLC, and PRUDENTIAL SECURITIES INCORPORATED. Steven has experience working with a variety of clients, including individuals, corporations, and charitable organizations. Steven offers a range of services, including investment consulting, financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WI
03/04/2021 - Present
Wells Fargo Advisors Financial Network, LLC (MENOMONEE FALLS WI)
WI
07/01/2003 - 03/04/2021
WELLS FARGO CLEARING SERVICES, LLC (WAUKESHA WI)
NY
05/06/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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