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Steven Rodriguez

Hightower Securities, LLC

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About Steven Rodriguez

Steven Rodriguez is a financial professional with Hightower Securities, LLC. Steven has been in the industry since August 11, 2020. Steven holds the Series 6 and SIE licenses. Steven has previous experience with Equitable Advisors, LLC and Foresters Financial Services, Inc.

Firm Information

Steven Rodriguez is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Rodriguez’s Registration & Firm History

IL

01/02/2024 - Present

Hightower Securities, LLC (CHICAGO IL)

NY

02/07/2022 - 01/02/2024

EQUITABLE ADVISORS, LLC (NEW YORK NY)

NJ

11/12/2018 - 05/08/2020

FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)

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Licenses & Designations

BC

Issued 11/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Rodriguez. Review regulatory record here.
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