Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Colli is a financial advisor with over 29 years of experience in the industry. Colli is currently registered with Morgan Stanley in Morristown, NJ and has a total of 16 registrations across the United States. Colli also holds a variety of licenses and certifications, including Series 63, Series 65, Series 7, and Series 10. Prior to joining Morgan Stanley, Colli worked at a number of other firms, including Wells Fargo Advisors, LLC, Banc of America Investment Services, Inc., Quick & Reilly, Inc., Summit Financial Services Group, Inc., Essex National Securities, Inc., Patterson Travis, Inc., Westfield Financial Corporation and Hibbard Brown & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/15/2020 - Present
Morgan Stanley (Morristown NJ)
NJ
06/14/2007 - 12/08/2011
WELLS FARGO ADVISORS, LLC (HIGHLAND PARK NJ)
NJ
10/20/2004 - 05/15/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SPRINGFIELD NJ)
NY
04/25/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
PA
01/27/1999 - 04/25/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
CA
08/11/1998 - 01/27/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CO
12/09/1994 - 05/27/1998
PATTERSON TRAVIS, INC. (ENGLEWOOD CO)
NY
08/05/1994 - 11/01/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
10/21/1993 - 09/07/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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