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Steven Robert Switlick

Lombard Advisers Inc.

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About Steven Robert Switlick

Steven Robert Switlick is a financial advisor with Lombard Advisers Inc. in Jefferson, MD. Steven Robert Switlick has been in the financial industry since June 14, 1977. He has a Series 63, 65 and 7 license. Steven Robert Switlick has been registered with FINRA since December 1999. Steven Robert Switlick also holds licenses in the states of California, Colorado, Delaware, Maryland, North Carolina, Pennsylvania, Texas, Virginia, and West Virginia.

Firm Information

Steven Switlick is currently registered with Lombard Advisers Inc.. Lombard Advisers Inc. is an investment advisor based in Baltimore, MD. The firm provides portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Lombard Advisers Inc. has approximately $366 million in regulatory assets under management.
Lombard Advisers Inc.

1820 LANCASTER ST

BALTIMORE, MD 21231

$366.42M

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Switlick’s Registration & Firm History

MD

01/01/2025 - Present

Lombard Advisers Inc. (Jefferson MD)

TX

10/08/1998 - 11/19/1999

SUNPOINT SECURITIES, INC. (LONGVIEW TX)

MD

10/24/1988 - 10/06/1998

FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)

NA

05/23/1986 - 10/24/1988

BAKER, WATTS & CO., INC.

NA

04/19/1982 - 06/04/1986

LAIDLAW ADAMS & PECK INC.

NA

06/01/1977 - 08/24/1982

LAIDLAW, MARTIN & MOYSEY, INC.

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Licenses & Designations

IA

Issued 03/20/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/11/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/1985

Series 5 - Interest Rate Options Examination

BC

Issued 05/21/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 8 public disclosures for Steven Robert Switlick. Review regulatory record here.
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