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Steven Robert Strom

XMS Capital Partners, LLC

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About Steven Robert Strom

Steven Strom is a financial advisor with XMS Capital Partners, LLC. Steven has been in the financial services industry since 2003 and holds Series 7, 24, 63 and SIE licenses. Steven has previously worked at Jefferies LLC, CIBC World Markets Corp. and BlackHill Advisors LP. Steven is licensed in Illinois.

Firm Information

Steven Strom is currently registered with XMS Capital Partners, LLC. XMS Capital Partners, LLC is a Limited Liability Company formed on September 22, 2006. The firm is registered in Illinois, Louisiana, Massachusetts, New York, Virginia, and Wisconsin. XMS Capital Partners, LLC is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Strom’s Registration & Firm History

IL

12/09/2019 - Present

XMS Capital Partners, LLC (CHICAGO IL)

TX

03/28/2016 - 01/22/2018

BLACKHILL ADVISORS LP (DALLAS TX)

NY

03/29/2006 - 05/01/2014

JEFFERIES LLC (NEW YORK NY)

NY

02/20/2003 - 03/27/2006

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/20/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/22/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Robert Strom.
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