Unclaimed
Steven Strom is a financial advisor with XMS Capital Partners, LLC. Steven has been in the financial services industry since 2003 and holds Series 7, 24, 63 and SIE licenses. Steven has previously worked at Jefferies LLC, CIBC World Markets Corp. and BlackHill Advisors LP. Steven is licensed in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/09/2019 - Present
XMS Capital Partners, LLC (CHICAGO IL)
TX
03/28/2016 - 01/22/2018
BLACKHILL ADVISORS LP (DALLAS TX)
NY
03/29/2006 - 05/01/2014
JEFFERIES LLC (NEW YORK NY)
NY
02/20/2003 - 03/27/2006
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 05/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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