Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Schroeder is a financial advisor currently registered with Fidelity Personal And Workplace Advisors. Steven has been in the industry since 2016 and holds Series 63, 66, 7 and SIE licenses. Steven is also a Certified Financial Planner. Prior to joining Fidelity Personal And Workplace Advisors, Steven worked at TD Ameritrade, Inc. and Fidelity Brokerage Services LLC. Steven's current registrations include Illinois and Texas and Steven has been registered with 26 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
05/02/2022 - Present
Fidelity Personal AND Workplace Advisors (OAK BROOK IL)
IL
12/06/2018 - 07/08/2020
TD AMERITRADE, INC. (SCHAUMBURG IL)
IL
06/23/2016 - 11/20/2018
FIDELITY BROKERAGE SERVICES LLC (GENEVA IL)
BOTH
Issued 06/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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