Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Robert Neff is a financial advisor with over 24 years of experience in the industry. Steven is a registered representative with Fidelity Brokerage Services LLC and is licensed to provide investment advice and sell securities in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Steven has a strong background in securities trading and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
03/13/1998 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2006
Series 3 - National Commodity Futures Examination
BC
Issued 04/10/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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New York Stock Exchange
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