Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Robert Monroe is a financial advisor with over 28 years of experience in the financial services industry. Steven is registered with LPL Financial LLC and is licensed to provide financial advice in several states. Steven has held various roles in the financial services industry, including working with Dean Witter Reynolds Inc., Fifth Third/The Ohio Company, and Olde Discount Corporation. Steven is a Series 7, 24, and 66 licensed financial advisor. Steven specializes in providing financial advice to high net worth individuals, corporations, and businesses. Steven also offers financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
09/14/2010 - Present
LPL Financial LLC (GRAND RAPIDS MI)
NY
09/10/1998 - 02/18/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
OH
05/23/1997 - 09/10/1998
FIFTH THIRD/THE OHIO COMPANY (CINCINNATI OH)
MI
11/28/1994 - 06/04/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 08/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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