Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Robert Herrmann is a financial advisor with over 30 years of experience in the financial services industry. Steven is a registered representative of LPL Financial LLC, a national financial services firm, and holds the Series 7, 24 and 63 securities licenses, as well as the Series 65 investment advisory license. He is also a Certified Financial Planner (CFP®). Steven has previously been associated with firms like MML Investors Services, LLC, MSI Financial Services, Inc., New England Securities, LINSCO/Private Ledger Corp., MetLife Securities Inc., Metropolitan Life Insurance Company, IDS Life Insurance Company, and American Express Financial Advisors Inc. Steven specializes in providing financial advice to individuals, businesses, and institutions. Steven is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
10/25/2024 - Present
LPL Financial LLC (CHICAGO IL)
IL
03/25/2017 - 03/12/2020
MML INVESTORS SERVICES, LLC (Chicago IL)
IL
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
02/06/2007 - 01/02/2015
NEW ENGLAND SECURITIES (CHICAGO IL)
NJ
05/15/2006 - 01/18/2007
LINSCO/PRIVATE LEDGER CORP. (CHESTER NJ)
MA
08/07/2001 - 11/16/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/07/2001 - 11/16/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
10/21/1999 - 03/15/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
07/21/1987 - 03/15/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 03/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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