Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Herman is a registered investment advisor representative with Ameritas Advisory Services, LLC in Lincoln, NE. Steven has been working in the financial services industry since 1998. Steven has a broad range of experience, having worked with Securities America, Inc., LPL Financial LLC, Wells Fargo Advisors, LLC, EPLANNING SECURITIES, INC., E*TRADE SECURITIES LLC, A. G. EDWARDS & SONS, INC., H&R BLOCK FINANCIAL ADVISORS, INC. and UBS PAINEWEBBER INC. Steven holds multiple licenses and certifications, including Series 7, Series 24, Series 52TO, Series 63 and Series 65 licenses. Steven is registered with the state of Nebraska as an Investment Advisor Representative and is also registered in Texas as a resident Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NE
10/05/2022 - Present
Ameritas Advisory Services, LLC (LINCOLN NE)
NE
07/13/2018 - 09/26/2022
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
02/09/2015 - 07/24/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
02/20/2008 - 11/07/2014
WELLS FARGO ADVISORS, LLC (ROSEVILLE CA)
CA
02/17/2006 - 09/26/2007
EPLANNING SECURITIES, INC. (ROSEVILLE CA)
NJ
03/22/2004 - 07/05/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
MO
01/02/2004 - 03/16/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MI
01/27/2003 - 01/08/2004
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
NJ
07/16/1997 - 02/05/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 08/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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