Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Herbst is an investment advisor representative with Charles Schwab & CO., Inc. in Brookfield, WI. Steven has been in the securities industry since 1995. Steven holds licenses for Series 7, Series 52, Series 63 and Series 65. Steven is also registered as an investment advisor representative in Arizona, Colorado, Florida, Illinois, Maryland, Massachusetts, Minnesota, New York, North Carolina, Oregon, Texas, Virginia, Washington and Wisconsin. Prior to joining Charles Schwab & CO., Inc., Steven worked for TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC in Brookfield, WI and FIDELITY BROKERAGE SERVICES LLC in Mequon, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
WI
04/15/2021 - Present
Charles Schwab & CO., Inc. (Brookfield WI)
WI
12/26/2017 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BROOKFIELD WI)
WI
08/02/2006 - 12/08/2017
FIDELITY BROKERAGE SERVICES LLC (MEQUON WI)
WI
04/25/2003 - 07/07/2006
B. C. ZIEGLER AND COMPANY (MILWAUKEE WI)
MI
01/20/1995 - 05/07/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 09/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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