Unclaimed
Steven Robert Gohn is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Steven is a registered representative and investment advisor representative with the firm. Steven is a CERTIFIED FINANCIAL PLANNER™ professional. Steven has over 30 years of experience in the financial services industry. Steven has a current registration in 31 states and is also a registered representative in Texas and South Dakota. Steven has earned several licenses and designations, including the Series 7, 9, 10, 63 and 66 exams. Steven specializes in providing investment advisory services to individuals, businesses, and institutions. Steven has experience working with clients of all ages and income levels. Steven is committed to providing his clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SD
08/24/2012 - Present
Wells Fargo Advisors Financial Network, LLC (HURON SD)
SD
01/01/2008 - 08/24/2012
WELLS FARGO ADVISORS, LLC (HURON SD)
SD
08/03/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HURON SD)
BOTH
Issued 10/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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