Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Robert Foland is a financial professional with over 17 years of experience in the industry. Steven is currently registered with CDX Advisors, a firm specializing in investment banking and corporate finance. Previously, Steven worked with Old City Securities LLC, CICC US Securities, Inc., Stifel, Nicolaus & Company, Incorporated, and Thomas Weisel Partners LLC. Steven is also a licensed securities principal and holds the Series 63, 62, 79TO, and SIE licenses. Steven has a deep understanding of the financial markets and is committed to providing his clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/09/2024 - Present
CDX Advisors (NEW YORK NY)
NY
05/25/2022 - 08/05/2024
OLD CITY SECURITIES LLC (NEW YORK NY)
CA
06/02/2017 - 04/09/2021
CICC US SECURITIES, INC. (San Francsico CA)
CA
07/10/2010 - 04/27/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
12/07/2009 - 07/20/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
07/28/2005 - 03/28/2008
MERRIMAN CURHAN FORD & CO. (NEW YORK NY)
CA
10/23/2003 - 07/25/2005
THINKEQUITY PARTNERS LLC (SAN FRANCISCO CA)
BC
Issued 12/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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